Posted by & filed under General.

by Toby Hemenway


The Permaculture Flower, modified from David Holmgren. The petals represent
the basic human needs, and we work to meet them sustainably on the personal,
local, and regional levels.

Permaculture is notoriously hard to define. A recent survey shows that people simultaneously believe it is a design approach, a philosophy, a movement, and a set of practices. This broad and contradiction-laden brush doesn’t just make permaculture hard to describe. It can be off-putting, too.

Let’s say you first encounter permaculture as a potent method of food production and are just starting to grasp that it is more than that, when someone tells you that it also includes goddess spirituality, and anti-GMO activism, and barefoot living. What would you make of that? And how many people think they’ve finally got the politics of permaculturists all figured out, and assume that we would logically also be vegetarians, only to find militant meat-eaters in the ranks? What kind of philosophy could possibly umbrella all those divergent views? Or is it a philosophy at all?

I’m going to argue here that the most accurate and least muddled way to think of permaculture is as a design approach, and that we are often misdirected by the fact that it fits into a larger philosophy and movement which it supports. But it is not that philosophy or movement. It is a design approach for realizing a new paradigm. And we’ll find that this way of defining it is also a balm to those in other ecological design fields and technologies who get annoyed, understandably, when permaculturists tell them, “Oh, yes, your work is part of permaculture, too.”

Humans are a problem-solving species. We uncover challenges—How do we get food? How do we make shelter? How do we stay healthy?—and then we develop tools to solve those problems. Permaculture is one of those tools. For the last 10,000 years, agriculture and the civilization it built have been the way humans attacked the problems of meeting basic needs. Because we live on a planet that for millennia was large compared to the human population and its needs and impact, our species could focus on expanding and improving agriculture’s immense power to convert wild ecosystems into food and habitat for people, and we could ignore ecosystem health. But our industrial civilization of seven billion is chewing up ecosystems relentlessly. We are learning that without healthy ecosystems, humans—and everything else—suffer. So we cannot focus solely on the problem, “How do we meet human needs?” but must now add the words, “while preserving ecosystem health.”

Rafter Ferguson has offered that question as a definition of permaculture. He’s onto something, though I think that “meeting human needs while preserving and increasing ecosystem health” is the goal of permaculture, and not its definition. But it gives some clues toward defining it, and helps untangle the knots wrapped around “What is permaculture?” It names and clarifies the problem that permaculture is trying to solve.

Thomas Kuhn, in his masterwork, The Structure of Scientific Revolutions, uses the word “paradigm” to mean the viewpoint that defines the problems to be solved in a particular field. Kuhn explains that the proper framing of a paradigm reduces the number of blind alleys that researchers go down by re-stating a problem in clearer terms. New paradigms usually require—and spur the development of—new tools to solve the now-reframed problem.

“Paradigm” has been trivialized through overuse and I’m sure that Kuhn is spinning in his grave. But I don’t think it’s abusing the term to view the change in humanity’s principal goal from “meeting human needs” to “meeting human needs while preserving ecosystem health” as a paradigm shift. It changes the tools that we use, and the mindset required to develop and use new, appropriate tools. It restores a relationship between people and nature that agriculture, by treating nature like a mere resource to be subjugated and consumed, had severed. Suddenly, agriculture and industrial society look like scourges and technologies of destruction, rather than the saviors of humanity that we’ve regarded them. That’s quite a shift.

Permaculture and other ecological approaches are attempts to articulate this new paradigm, by framing the problem and offering tools and strategies to pursue its solution. When the larger problem is framed so that it reveals the interdependent relationship between human needs and ecosystem health, we can more clearly see the steps to the solution. Now we can ask, what are human needs, and how can each of them be met while retaining, restoring, and improving ecosystem health? We know how to articulate human needs, and we have metrics to gauge ecosystem health. Our problem now is to reach this twinned goal, and permaculture offers us hope.

So, why, then, is permaculture so confusing to define? I think it is because in the early days of any new paradigm, the boundary between the new paradigm and the tools—mental and physical—needed to articulate and solve it is blurry. We’re confusing the mindset required to do permaculture effectively with the work of doing it. Let me give a historical example to show what I mean.

In the 18th Century, combustion was explained by something called phlogiston. Matter was thought to be composed of elements plus principles, and phlogiston was the principle of combustibility. When an element burned, it released phlogiston, and burning stopped when all was released. The residue contained the principle of calx, the true elemental substance. The theory was backed by the fact that many things, such as wood and other fuels, lose weight when they burn.

In the 1770s, cracks began to appear in phlogiston theory. Antoine Lavoisier, using careful experiments and new, accurate balances, found that many substances gained—not lost—weight when they burned. In 1771, Carl Scheele, and later Joseph Priestley and others, produced samples of a gas (the yet-unnamed oxygen) that made flames burn more brightly and longer. They called this “dephlogistonated air,” since, to fit into the theory, it had to be able to accept more phlogiston from burning substances than air could.

This sort of stop-gap, convoluted reasoning is one of the first signs that a theory is failing. By 1777, Lavoisier was sure this gas was a pure element that combined with others to support burning, and began to reject phlogiston theory. Priestley and others objected; the were simply not able to recognize oxygen for what it was. They knew that elements contained principles, like phlogiston and calx, and these principles combined with elements, were hidden or revealed through processes such as burning, and were emitted, unchanged. The idea that a substance could chemically bond with another and be transformed did not fit their paradigm of matter. It was, literally, inconceivable. But phlogiston theory was doomed by the piling up of inconvenient facts, and by 1800, what is now called the chemical revolution had swept it away.

The rejection of phlogiston and the acceptance of the chemical revolution was logically simple—the oxygen theory of combustion snuffed out the contradictions of phlogiston—but it was cognitively difficult because of the mental barrier created by phlogiston thinking. It took a revolution in thought to see oxygen.

Many of the pioneers of this revolution called themselves natural philosophers, and they led an enormous shift in worldview that required and prompted a new way of thinking about nearly every natural phenomena and event. From the 1500s to the early 1800s, the new astronomers, chemists, and physicists were seen as radicals and a threat to the social order. They often were: Thomas Jefferson, Benjamin Franklin, and other revolutionaries were promoters of this new scientific approach based on measurement and experiment. The philosophy that guided their work was, at that time, hard to distinguish from their work itself. Nowadays we view chemistry and the other sciences bred during this tumultuous era as settled disciplines that are neatly split from politics and philosophy, but in those days, to practice chemistry or astronomy was part of a radically new worldview, and the boundaries between the scientists’ radical philosophy, the problems that it set for them to work on, and their experimental approach to those problems were not distinct.

Permaculture, like phlogiston-cramped chemistry, can’t be understood well under the old paradigm, and I think this is why it is often regarded as a movement and philosophy as well as a problem-solving approach. To grasp permaculture fully, we need to have made the shift to the new paradigm.

New tools and new paradigms mutually reinforce and strengthen one another, and permaculture is one of many examples of this. Lavoisier’s improved balances exposed inconsistencies that toppled phlogiston theory from its perch, and demanded a new way of thinking about gases and matter. In a similar vein, permaculture’s design methods such as zones, sectors, and needs-and-yields, by emphasizing relationships and consequences, reveal the weaknesses of thinking in terms of isolated events and static objects. The flaws in old-paradigm concepts like infinite growth, waste, and “externalities” become glaringly obvious under a whole-systems view. The tools encourage the new thinking, and the new paradigm helps create the appropriate tools.

Many people come to permaculture knowing that there is something wrong with the old worldview, but they don’t yet have a new paradigm to replace it. They are attracted to permaculture as better gardening or as a means of social change, and gradually adopt the new worldview as they see it overcoming the flaws and damage of the old. Others come to permaculture after shifting to this holistic paradigm because permaculture supports it and offers an approach to working within it. In both cases, it takes time to fully grasp the depth of permaculture in part because nearly all of us were raised in the old paradigm. After twenty years of practicing permaculture design, I still have trouble defining it.

Permaculture, then, is not a philosophy or worldview, and it is not a single tool, either. But to use permaculture well requires adopting a new worldview and new tools. Like the early chemists who called themselves philosophers, right now the boundary between the tools, the approach to using them, and the worldview that makes their effective use possible are blurry.

In some ways permaculture is in a class similar to the problem-solving approach called the scientific method, the experimentalist view developed by Lavoisier, Boyle, and their peers. It is not the paradigm, it is not the tools. It is the approach for using the tools—a way of working that is guided by the paradigm. So of course this is confusing. People have been arguing over what “the scientific method” is for centuries: is it deductive or inductive, does the hypothesis or the data come first? Most scientists can’t tell you. They learn the scientific method by using it, and it’s devilishly hard to explain what it is. Sound familiar?

With all this in mind, I think the definition of permaculture that must rise to the top is that it is a design approach to arrive at solutions, just as the scientific method is an experimental approach. In more concrete terms, permaculture tells how to choose from a dauntingly large toolkit—all the human technologies and strategies for living—to solve the new problem of sustainability. It is an instruction manual for solving the challenges laid out by the new paradigm of meeting human needs while enhancing ecosystem health.

The relationship explicitly spelled out in that view, which connects humans to the larger, dynamic environment, forces us to think in relational terms, which is a key element of permaculture. The two sides of the relationship are explicitly named in two permaculture ethics: care for the Earth, and care for people. And knowing we need both sides of that relationship is immensely helpful in identifying the problems we need to solve.

First, what are human needs? The version of the permaculture flower that I work with names some important ones: food, shelter, water, waste recycling, energy, community, health, spiritual fulfillment, justice, and livelihood. The task set out by permaculture, in the new paradigm, is to meet those needs while preserving ecosystem health, and we have metrics for assessing the latter. The way those needs are met will vary by place and culture, but the metrics of ecosystem health can be applied fairly universally.

This clarifies the task set by permaculture, and I think it also distinguishes permaculture from the philosophy—the paradigm—required to use it effectively and helps us understand why permaculture is often called a movement. Permaculturists make common cause with all the other millions of people who are shifting to the new paradigm, and it is that shift—not the design approach of permaculture that supports it—that is worthy of being called a movement.

Permaculture is one approach used by this movement to solve the problems identified by the new paradigm. To do this, it operates on the level of strategies rather than techniques, but that is a subject for another essay. Because we are, in a way, still in the phlogiston era of our ecological awareness, we don’t know how to categorize permaculture, and we can confuse it with the paradigm that it helps us explore.

Permaculture is not the movement of sustainability and it is not the philosophy behind it; it is the problem-solving approach the movement and the philosophy can use to meet their goals and design a world in which human needs are met while enhancing the health of this miraculous planet that supports us.

Further Reading:

13 Responses to “What Permaculture Isn’t – and Is”

  1. Jennifer Wadsworth

    Toby – thank you for this awesome article. I know I will need to reread it a couple more times to digest all that’s there. I can see the decades of work and experience with permaculture that this article embodies.

    Also wanted to thank you for teaching part of the PDC for the Valley Permaculture Alliance!

    Best,
    Jen in Phoenix (whose little urban permaculture site you visited back in 2008 – thanks for the signed book!!)

    Reply
  2. Abdi Christia

    What a great argument! I’ll spend some time thinking about this, ruminating this idea to digest it better. Thanks!

    Reply
  3. Joel

    Great article on a vital subject Tony! this distinction is beautifully put in your summary –
    “Permaculture is not the movement of sustainability and it is not the philosophy behind it; it is the problem-solving approach the movement and the philosophy can use to meet their goals and design a world in which human needs are met while enhancing the health of this miraculous planet that supports us.”
    I would suggest that other key “problem-solving approaches” for the same goals include Holistic Management, Agroecology and Biointensive gardening. There is excellent cross-pollination between these approaches and I reckon all of them are valid and mutually supportive.

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  4. Anni

    I particularly appreciated, “It is a design approach for realizing a new paradigm.” And “Meeting human needs while preserving and increasing ecosystem health” is the goal of permaculture, and not its definition.”
    I guess that’s the way it is with any field that’s new. If I asked a historian about the history of Great Britain or something, they would look at me and wonder where to begin. I kind of feel the same way about permaculture.
    “So, tell me a little bit about permaculture?” Where do you start with that kind of opening? This helped, though, so thanks!

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  5. Sharon

    Yes, yes, yes! Toby, this is so well put. Understandable, clear and well argued. And right on target. I plan to share with a few friends who I’ve tried to explain permaculture to with varying degrees of success. Thank you.

    Reply
  6. James Osborn

    In general, I define permaculture in three ways.

    A system of design which:-

    a} Largely (but perhaps not entirely) mimics Nature.

    b} Can therefore be used without modification (i.e., sustainably) to maintain environmental equilibrium for very long periods of time; in fact, indefinitely.

    c} Is, at its’ most fundamental level, concerned with the appropriate distribution and maintenance of energy, and is therefore compliant and concerned with the principles of harmonics, geometry or proportion, and universal law. It is this last point, and a desire to learn more about such, (without knowing how to properly express it) which leads certain confused individuals to want permaculture to be “spiritual,” in nature.

    Permaculture is already spiritual. It cannot be otherwise. Anything which is concerned with mimicry or adaptation of the observable characteristics of Nature must, by definition, also concern itself with the aether, even if it does so unconsciously.

    Permaculture being spiritual is not the problem; it is the incorporation of “spiritual,” elements that are non-reproducible which is. That is what we mean when we say that permaculture should be kept scientific; we are concerned with maintaining it in such a way that it can consistently produce reproducible results.

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  7. Gordon

    Thanks Toby for this valuable contribution to the process of renovation and rejuvenation of permaculture. We need a lot more of this kind of discussion.

    I think that your use of the term “paradigm” is very appropriate in that the term implies an over-arching system of thought with particular rules and boundaries that is the framework within research is done – until there is a sufficient body of research results that are not compatible with that paradigm. This situation results in a period of struggle between adherents of the old paradigm and those proposing a new paradigm(s). Typically the adherents of the old paradigm include many who have invested their careers (and career futures) in the ways/outcomes of that paradigm. This is an excellent metaphor for the struggle now underway between permaculture proponents and the agri-industrial complex.

    One thing that surprises me though is that neither you nor those commenting on your article have referred to Bill Mollison’s treatise, Permaculture: A Designers’ Manual, even though it contains definitions of permaculture as well as setting permaculture in particular scientific and ethical paradigms, and for many permaculture organisations it is the “official” basis/curriculum for permaculture training.

    Any revisions of definitions, ethical approaches, etc. need to be developed within the context of the paradigm put forward in the Designers’ Manual, so I feel that in discussions such as the current one we need to be referring back to the Manual and, where necessary, proposing revisions. If the Manual is not seen as a “living document” that keeps pace with the evolving thinking about permaculture it risks becoming nothing more than an interesting relic of the thinking of the 1970-80s.

    At the same time, we need to be cognisant of the fact that the centrality of the Manual means that people developing an interest in permaculture as well as those seeking to refute its appropriateness to solving global problems will be influenced by the quality and relevance of the contents of the Manual. This obviously includes the relevance and currency of definitions and ethical considerations (matters raised in the current discussion),but extends to other aspects of the content.

    The Designers’ Manual was written 25 years ago (1988) and has not been revised since then, even though both the thinking about what permaculture is and how to reach permaculture goals has continued to evolve. In addition, the science has progressed in a number of relevant fields, including agriculture and ecology, and of course thinking on ecological ethics has also continued to develop.

    I would add to James Osborn’s comment that “permaculture should be kept scientific” the further consideration that the science used to underpin permaculture needs to be kept up-to-date. To most educators it would be inconceivable to conduct training based on a text whose most recent reference is from 1987.

    Keeping permaculture scientific leads to another aspect of the Designers’ Manual in need of revision – the presentation of the science on which it is based. It is clear from the heavy reliance on scientific principles in the text that Mollision intended that permaculture be at least as much science-based as ethics-based. Yet there are weaknesses in the presentation of the science – not surprising in a work that covers so much ground and so many fields.

    In some cases the science is just plain wrong (references to Coriolus effect and associated phenomena for example); in some cases technical terms are used when the everyday term would be much clearer (“Von Karman trail” in place of “turbulent wake” is one instance); there are jarring differences between the usage of commonly used technical terms in the Manual and their accepted scientific meanings (guild is one example); and, in the majority of cases no source is given for the material quoted, so those wanting to know more or to understand the relevance of the material are unable to get to the source.

    My hope is that discussions around the meaning of permaculture and its central role in paradigm change will lead to a movement for review and revision of the Designers’ Manual. This will ensure that it remains relevant and influential in promoting the permaculture approach as the necessary alternative to agro-industrial architecture as well as providing a new way of thinking about broader issues.

    Reply
  8. Angelo Eliades

    I personally agree with your position that Permaculture is meant to be a design science. What it’s meant to be and what it actually is are two different things though… If you try practising Permaculture but don’t have tools to use within the design framework – such as agriculture, horticulture, architecture, etc – then you’re left with a philosophy and a movement!

    Permaculture hard to define? Only if you get academic and impractical about it! It’s an ethical and sustainable design system that emulates nature, quite simple. Where it’s been overextended to be all things to all people, it become so divorced from its origins, it’s ultimately unrecognizable and undefinable. When divorced from the tools that give it practical application and real substance in the material world, it becomes a vague abstract academic philosophy that sits at such a high conceptual level that it’s immediate application to real world problems becomes difficult, and a as result, indefinable. That’s why it’s taught in the context of the tools, like applied mathematics, and not in an abstract context such as pure mathematics. If you can use it, know how to use it, you know what it’s for, and what it is, it is therefore definable, that’s my take on that.

    In my opinion Rafter’s response comes across as overly academic analysis, the conclusions of which ironically appear a little too obvious. It goes without saying that any discipline does not exist in a vacuum, but in the context of a human culture permeated with the philosophical, political and other ideas of the time and place. These factors obviously have a bearing, and influence the expression, (but not the intention) which is self-evident. This article by Toby appears to be trying to define the intent of Permaculture while ignoring the real-life expression, whereas Rafter is somewhat stating the obvious about systems of human thinking, and focussing on the expression while missing the intent.

    The reality is that Permaculture is being predominately spread through a movement (as it’s not spread through formal academia as a discipline) and for every person who has learned Permaculture but chooses to not be a designer, they still have a valuable philosophy to live their lives by and an awareness that drives various movements. If the article qualifies it is defining the intent of Permaculture, then it makes very clear sense in that context.

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  9. James Osborn

    Angelo, I’ve noticed that permaculture tends to attract a lot of right-brained, visual, and non-linear thinkers.

    That is a double-edged sword. On the one hand, it’s extremely positive, because the right brain hemisphere tends to want to put emphasis on inclusion and integration. So permaculture doesn’t leave anything out; permies tend to be willing to look at anything, and try and find a place for everything, and this is underscored in the literature.

    While this is positive, it can become detrimental to the integrity of permaculture as a concept. If permaculture is said to be about everything, then in the end it becomes about nothing at all. So we end up with a need for contrast; in order to maintain a firm, coherent shape of what something *is*, it becomes necessary to be adamant about what it is *not.*

    I consider permaculture a “movement,” only insofar as I personally see no difference between sound ethics, and the principles which underscore effective engineering; and although I use somewhat different terms, (your more typical permie usually would not talk about *engineering*, because that has alarmingly mechanistic and industrial overtones associated with it – *grin*) I suspect this echoes what is also written in the books on permaculture as well.

    That is the point, however. We keep the central principles specific and intact, and although it is better not to talk in terms of “movements,” as such, the principles themselves will expand into a “movement,” entirely on their own, without our need to focus on that side of it consciously.

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